Securities and Exchange Commission, v. Clovis Oncology, Inc., Patrick J. Mahaffy, and Erle T. Mast Civil Action No. 18-cv-02381-CMA
If you are a broker, bank, or other nominee that held shares of Clovis common stock at any time during the period between July 7, 2015, through November 13, 2015, inclusive, for the beneficial interest of a person or entity other than yourself, you may have previously provided a list of names and addresses of such beneficial owners in connection with the Class Action involving Clovis Oncology, Inc.
If you had an authorized claim in connection with the related Class Action, Medina v. Clovis Oncology, Inc., et al., Civil Action No. 1:15-cv-2546-RM-MEH (D. Colo. Aug. 4, 2017), and received a Notice Letter, you do not need to submit a Claim Form now, unless you want to modify your claim. To modify your claim, you must submit a Claim Form so that it is postmarked or received on or before October 6, 2021.
If you had an unauthorized claim in connection with the Class Action that was denied for not having valid documentation supporting the purchases/acquisitions of Clovis common stock claimed, or the Claim Form is missing (i) a valid signature or (ii) the authority and/or the capacity of the person to sign on behalf of the beneficial owner, you must submit documentation to resolve your deficiency so that it is postmarked or received on or before October 6, 2021 (“Claims Bar Date”).
If you filed an exclusion from the class in connection with the class notice portion of the Class Action and would like to participate in this Fair Fund you will need to submit a Claim Form so that it is postmarked or received on or before October 6, 2021.
If you previously provided a list of names and addresses of beneficial owners of Clovis common stock during the Recovery Period, you do NOT need to resubmit those names and addresses. The Distribution Agent already has this information on file and will notify the Potentially Eligible Claimants. Please also note that the Recovery Period for this matter is shorter than the Class Period in the previous Class Action.
If you are modifying claims electronically:
A nominee may modify on behalf of multiple clients who are beneficial owners by using the links below.
Click here to download the Proof of Claim Form.
Click here to download a properly formatted spreadsheet for submitting your transactions.
You may upload your master Proof of Claim Form and completed spreadsheet online here.
If you held Clovis common stock during the Relevant Period (July 7, 2015, through November 13, 2015, inclusive) for the beneficial interest of an individual or entity other than yourself, or submitted a claim on behalf of an investor, any Distribution Payments for Eligible Claimants must be made by check or electronic payment to the Eligible Claimant. Any other payment arrangement must be discussed with the Distribution Agent in consultation with the Commission staff. Compensation to Third-Party Filers or nominees for its services may not be paid or deducted from the Distribution Payment. If, after discussion with the Distribution Agent, and authorization by the Eligible Claimant(s), a Distribution Payment is to be made to a Third-Party Filer or nominee, then you must complete a certification which will require you to attest that any Distribution Payment will be allocated for the benefit of investors. The certification will be available upon request from the Distribution Agent.